Alphanumerical code of the FIX Connectivity session FIX CONNECTIVITY SESSIONS DESTINATION OF THE SESSION AND THE The alphanumerical code identifying a FIX connectivity session is based on the destination of the session and corresponds to the initial code of the FIX session name or FIXCompID. Below are the alphanumerical codes associated to the possible destinations of a session: Type DMA 1 and Trading Desk Order Entry Session Drop Copy Session Market Data Session Market Investor DMA DMA DMA FX Order Brokerage Market Data Drop 2 3 4 spot Conveyor Drop Copy Data (south - Copy north) FIX Bell C C Y X F - Z D M K EntryPoint C P Y X F R Z D - - Definition of SenderLocation field content for the BM&F and BOVESPA segments Definition of the SenderLocation (SL) field content of BM&F and BOVESPA segment messages depends on the type of access to the trading system access via brokerage house trading desks or access via DMA. If the brokerage house uses the FIX session to enter orders / messages via its trading desk, the SL field of the messages that travel through it must contain the BMF code for FIX BELL users and BVMF code for EntryPoint users (single code, used by all of the brokerage houses of the messages issued by its trading desks). If the FIX session is used for transmission of the orders entered directly by its customers, the content of the SL field will consist of a sequence of three alphanumerical codes for BELL FIX users and four or five alphanumerical codes for EntryPoint users, defined by BM&FBOVESPA. Alongside brokerage houses that have customers operating via DMA, the other users of codes defined by BM&FBOVESPA are independent software providers, vendors and DMA (DMA model 2) providers with FIX sessions in production. Created by DO-DOP Revision 18 1 July 01st, 2013
List of the existing codes for filling out the SL field in FIX messages stemming from DMA models 1 and 2, for FIX BELL users: AGÊNCIA ESTADO LTDA AGORA CTVM S.A. - 39 ALFA CCVM S.A. - 4 ALLIANCE CONSULTORIA DE INVESTIMENTOS LTDA ALPES CCTVM S.A. - 98 AMERICAS TRADING GROUP* APLIGRAF APLICATIVOS E GRAFICOS ATIVA S.A. CTCV - 147 BANCO DE INVEST. CREDIT SUISSE (BRASIL) S.A. BANCO DE TOKYO-MITSUBISHI UFJ BRASIL S/A BANCO MORGAN STANLEY BANCO RABOBANK INTERNACIONAL S/A BES SECURITIES BRASIL S.A CCVM - 54 BGC LIQUIDEZ DTVM LTDA - 122 / LIQUIDEZ DTVM LTDA - 122 BLK SISTEMAS FINANCEIROS LTDA BLOOMBERG L.P. BLOOMBERG TRADEBOOK * BLK * BNP PARIBAS BRASIL BRADESCO S.A. CTVM - 72 BRASCAN S.A. CTV - 57 BRASIL PLURAL CCTVM S.A -120 / FLOW CORRETORA DE MERCADORIAS LTDA - 120 BTG PACTUAL CM LTDA - 119 / UBS PACTUAL CM LTDA - 119 CEDRO MARKET & FINANCES EST* AGO ALF ALA ALP ATG* APG ATI BCB BTK MOR BRI BES LIQ BSF BLG BNP BRA BRS FLO / BRP CEDRO MARKET & FINANCES * CEF * CGD INVESTIMENTOS CVC S.A. - 102 / BANIF CVC S/A - 102 CITIGROUP GMB CCTVM S.A. - 51 CM CAPITAL MARKETS CCTVM LTDA. - 88 CMA - CONS, METODOS, ASSES E MERCANTIL S/A COINVALORES CCVM LTDA. - 74 CONCORDIA S.A. CVMCC - 23 CORRETORA PILOTO (Teste BM&FBovespa) CORRETORA SOUZA BARROS CT S.A. - 2 CREDIT SUISSE BRASIL S.A.CTVM - 45 CREDIT SUISSE H. G. CV S.A. - 95 CRUZEIRO DO SUL S.A. CVM - 14 DISTRIBUIDORA INTERCAP TVM LTDA -104 ENFOQUE INFORMACOES FINANCEIRAS LTDA FATOR S.A. CV - 131 BTG CED BAN / CGD CIT CMK CMA COI CON PIL SOZ CSB CSH CSC DIT ENF FAT Created by DO-DOP Revision 18 2 July 01st, 2013
FDR CM LTDA -105 FDR FLEXTRADE SYSTEMS INC.* FSI* FUTURA CCM LTDA - 93 FUT GBM BRASIL DTVM S.A - 734 GBM GL TRADE S/A * GLT * GOLDMAN SACHS DO BRASIL CTVM - 238 GSB GOLDMAN SACHS&CO GDS GRADUAL CCTVM S.A. - 227 GRA GUANAHANI PARTICIPAÇÕES S/A(CELLBROKER) CEL GUIDE INVESTIMENTOS S.A CV / INDUSVAL S.A. CTVM - 15 GUI / IND H.H. PICCHIONI S.A. CCVM - 232 HHP HENCORP COMMCOR DTVM LTDA - 115 HEN HSBC CTVM S.A. - 70 HSB ICAP DO BRASIL CTVM LTDA - 735 / ARKHE DTVM S/A - 735 ARK / ICA INTERACTIVE DATA CORP IDC INTERBOLSA DO BRASIL CCTVM - 76 / FINABANK - 76 FIN /ITB INTERFLOAT HZ CCTVM LTDA. - 239 INF INTRA S/A CCV -205 INT IT EVOLUTION IND. COM. E SERV. DE INF. LTDA-EPP ITE ITAÚ CV S/A - 114 ITA J. P. MORGAN CCVM S.A. - 16 JPM MAGLIANO S.A. CCVM - 1 MAG MARCO POLO NETWORK * MPN* MAXIMA S/A CTVM - 83 MAX MERRILL LYNCH S.A. CTVM - 13 MER MORGAN STANLEY CTVM S.A. - 40 MOS NELOGICA SISTEMAS DE SOFTWARE LTDA NEL NOVINVEST CVM LTDA. - 63 NOV OCTO CTVM S.A. - 386 OCT PLANNER CV S.A - 129 PLA PROSPER S.A. CVC - 150 PRO RAPTOR TRADING SYSTEMS INC.* RTS* RENASCENÇA DTVM LTDA - 92 REN SAFRA CVC LTDA. - 59 SAF SANTANDER CCVM S.A. - 27 SAN SCHAHIN CCVM S.A. - 34 SCH SECURITIES DEALING SYSTEMS,INC. (SDS FINANCIAL TECHNOLOGIES, INC.) SDS SLW CVC LTDA. - 110 SLW SOCOPA SC PAULISTA S.A. -58 SOC SOFIMERC TECNOLOGIA EM INFORMÁTICA LTDA SOF SPINELLI S.A. CVMC - 10 SPI Created by DO-DOP Revision 18 3 July 01st, 2013
STERLING TRADER SISTEMAS FINANCEIROS * SUNGARD FINANCIAL SYSTEMS SA TERRA INVESTIMENTOS CM S.A. -107 THOMSON REUTERS LTD TOV CCTVM LTDA. - 82 TRADING TECHNOLOGIES INFORMATICA DO BRASIL LTDA TRADINGSCREEN INC* TULLETT PREBON BRASIL S.A. CVC - 127 / CONVENCAO S/A CVC - 127 UBS BRASIL CCTVM SA - 8 / LINK CM LTDA - 8 ULLINK S.A.S.* UM INVESTIMENTOS S.A. CTVM - 37 UNIVERSAL TELECOM* VALOR ECONÔMICO S.A. VOTORANTIM CTVM LTDA - 21 WALPIRES S.A. CCTVM - 86 XP INVESTIMENTOS CCTVM S.A. - 3 STS* SGL TER THR TOV TTC* TSI* COV / TPB LIN / UBB ULL* UMI UTE* VAE VOT WAL XPI * Institutions that act as DMA (DMA model 2) provider and have a specific code. OTHER CASES DMA MODEL 3 DMA MODEL 4 (Co-location) TRADING DESK Code for the field DM3 COL / CO1 BMF List of the existing codes for filling out the SL field for EntryPoint users that act as a DMA provider (DMA model 2) and have a specific code: AGÊNCIA ESTADO LTDA AMERICAS TRADING GROUP BLK SISTEMAS FINANCEIROS LTDA BLOOMBERG TRADEBOOK CEDRO MARKET & FINANCES LTDA CMA - CONS, METODOS, ASSES E MERCANTIL S/A FIDESSA FLEXTRADE SYSTEMS INC. GL TRADE S/A GUANAHANI PARTICIPAÇÕES S/A(CELLBROKER) MARCO POLO NETWORK RAPTOR TRADING SYSTEMS INC. SOLUTION TECH CONSULTORIA E PROJETOS EM INFORMÁTICA LTDA ESTA ATGR BSFL BLKT CEFI CMAM FIDE FSIN GLTR CELL MPNE RTSI SOTE Created by DO-DOP Revision 18 4 July 01st, 2013
STERLING TRADER SISTEMAS FINANCEIROS TRADING TECHNOLOGIES INFORMATICA DO BRASIL LTDA TRADINGSCREEN INC ULLINK S.A.S. UNIVERSAL TELECOM STSF TTCI TSIN ULLI UTEL OTHER CASES DMA MODEL 1 DMA MODEL 3 DMA MODEL 4 (Co-location) ORDER CONVEYOR TRADING DESK Code for the field DMA1 DMA3 COLO0 / COLO1 REPX BVMF Created by DO-DOP Revision 18 5 July 01st, 2013