Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 1 of 11
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Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 4 of 11 SCHEDULE A DEFINITIONS 1. Cartel Members includes A.P. Møller - Mærsk A/S, Alstom S.A., Alusa Engenharia S.A., Andrade Gutierrez S.A., Astromarítima Navegação S.A., Carioca Christiani Nielsen Engenharia S.A., Construcap - CCPS Engenharia e Comércio S.A., Construções e Comércio Camargo Corrêa, Construtora OAS S.A., Construtora Queiroz Galvão S.A., Delta Construções Civil S.A., Egesa Engenharia S.A., Engevix Engenharia S.A., Ensco plc, Fidens Engenharia S.A., Galvão Engenharia S.A., GDK S.A., Grupo Odebrecht S.A. (including Odebrecht Óleo e Gás S.A., Odebrecht Ambiental S.A., Construtora Norberto Odebrecht S.A, and Odebrecht Participações e Engenharia S.A.), Grupo Promon S.A., IESA Projeto, Equip. e Montagens S.A., Jaraguá Engenharia e Instalações Industriais Ltda., Keppel Fels & Jurong, Mendes Junior Engenharia S.A., MPE Montagens e Projetos Especiais S.A., Saipem S.p.A., Samsung Heavy Industries Co., Ltd, Sanko-Sider S.A., SBM Offshore NV, Schahin Engenharia S.A., Setal Engenharia e Construções S.A., Skanska AB, SOG Óleo e Gás S.A., Techint Engenharia e Construção S.A., Tomé Engenharia e Transportes Ltda., Toyo Setal Empreendimentos Ltda., UTC Engenharia S.A., and Vantage Drilling Company. 2. Communication means the transmission of data, information or ideas, whether orally, in writing, or via electronic media. 3. Concerning means relating to, referring to, in connection with, pertaining to, describing, reflecting, discussing, analyzing, summarizing, evidencing, embodying, or constituting. 4. Identify or Identification means to specify, list, enumerate, catalog, classify, mark or name, and, with respect to a Person (defined below), provide his or her full name and 1
Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 5 of 11 any entity affiliation, position, date of employment, and the last known business and/or residential address. 5. Person or Persons refers to natural persons, proprietorships, governmental agencies, corporations, partnerships, trusts, joint ventures, groups, associations, organizations and all other forms of business entities. 6. Petrobras means Petróleo Brasileiro S.A. Petrobras; Petrobras Global Finance B.V.; Petrobras International Finance Company S.A.; and Petrobras America Inc., and each of their present and former officers, directors, committees, employees, partners, corporate parents, predecessors, successors, subsidiaries, affiliates, divisions, branch offices, agents, representatives, and all other persons acting, or purporting to act, on behalf of any of the foregoing. RELEVANT TIME PERIOD Unless otherwise indicated, the time period covered by these Questions is January 1, 2000 to the present. QUESTIONS 1. Are you aware of any payments (including but not limited to bribes, kickbacks or payments in exchange for the awarding of contracts with Petrobras) made by Cartel Members, either directly or indirectly, to (i) Petrobras; (ii) any person acting on behalf of Petrobras (and their immediate family members); and (iii) Alberto Youssef, José Janene, Fernando Soares (a.k.a., Fernando Baiano) and Júlio Faerman? a. If so, for each of these payments please identify or explain: i. The payment; ii. The approximate date of when the payment was made; 2
Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 6 of 11 iii. The amount of the payment; iv. How and where the payment was made; v. All Persons involved with the payment, both at Petrobras and the Cartel Members; and vi. Any other details concerning the payment. 2. Are you aware of any payments of bribes or kickbacks, or payments in exchange for the awarding of contracts with Petrobras, made by any Cartel Member, directly or indirectly, to any Brazilian political party through Alberto Youssef, José Janene, Fernando Soares (a.k.a., Fernando Baiano), Júlio Faerman, or any other individual? a. If so, for each of these payments please identify or explain: i. The payment; ii. The approximate date of when the payment was made; iii. The amount of the payment; iv. How and where the payment was made; v. All Persons involved with the payment, including at Petrobras, the Cartel Members, and the political party; and vi. Any other details concerning the payment. 3. Are you aware of any meetings where any payments identified in response to Question 1 or 2 above were discussed? a. If so, for each meeting please identify or explain: i. When and where the meeting took place; ii. Who was present; iii. What was discussed; and 3
Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 7 of 11 iv. Any other details concerning the meeting. 4. Are you aware of the process by which Cartel Members were awarded contracts with Petrobras: a. If so, please identify or explain: i. How it was determined which Cartel Member would be awarded a Petrobras contract; ii. Any Person at Petrobras with which a Cartel Member communicated to discuss contracts with Petrobras and the bids for such contracts; and iii. How the winning bid was selected. 5. Are you aware of any Communications between (i) Petrobras and any Cartel Member; or (ii) Petrobras and Alberto Youssef, José Janene, Fernando Soares, Júlio Faerman or any member of a political party; (iii) Cartel Members and Alberto Youssef, José Janene, Fernando Soares, Júlio Faerman or any member of a political party regarding any payments identified in response to Question 1 or 2 above? a. If so, please identify or explain: i. The Persons involved in any such Communications; ii. The date of any such Communications; and iii. The content of any such Communications. 4
Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 8 of 11 SCHEDULE B DEFENDANTS CROSS EXAMINATION QUESTIONS FOR AUGUSTO RIBEIRO DE MENDONÇA NETO 1. Did you work at Toyo Setal Empreendimentos Ltda. ( Toyo Setal )? a. For how long did you work at Toyo Setal? b. What positions did you hold at Toyo Setal? c. In your capacity at Toyo Setal, did you work with Petrobras? d. When did you start working with Petrobras? 2. Referring to page 27 of your testimony to the Comissão Parlamentar de Inquérito-Petrobras (CPI) (Exhibit 1) that states: O SR. DEPUTADO LUIZ SÉRGIO - Mas quando se inicia, ela se inicia dentro do espírito de autoproteção. Mas já se tinha também uma relação com diretores da PETROBRAS à época? O SR. AUGUSTO RIBEIRO DE MENDONÇA NETO - Não. Nessa época, não. No início, foi uma iniciativa das empresas e uma atuação interna entre as companhias, a. Was that testimony truthful and accurate? 3. Referring to page 28 of your testimony to the CPI (Exhibit 1) that states: [O] que acontecia é que as 16 empresas haviam discutido entre si quem ficaria com qual oportunidade. Ela ia participar da licitação tendo o compromisso das demais de não competirem com ela. De modo que ela tinha, entre esse grupo, a oportunidade de ganhar, a. Was that testimony truthful and accurate? b. Was Petrobras involved in any discussions between Cartel members about which company should win Petrobras projects? 4. Referring to page 29 of your testimony to the CPI (Exhibit 1) that states: A PETROBRAS sempre foi muito dura nas suas licitações, a. Was that testimony truthful and accurate? b. What did you mean that Petrobras has been tough in its bidding process? 5. Referring to pages 17-18 of your testimony to the CPI (Exhibit 1) that state: O SR. AUGUSTO RIBEIRO DE MENDONÇA NETO - Na Diretoria de Abastecimento, o Diretor era o Paulo Roberto. E na Diretoria de Serviços era o Renato Duque. O SR. DEPUTADO LUIZ SÉRGIO - Limitava-se a essas duas pessoas? O SR. AUGUSTO RIBEIRO DE MENDONÇA NETO - Bom, dentro da PETROBRAS havia a participação também do Pedro Barusco na Diretoria de Serviços. Essas três pessoas são as pessoas que eu sei que estavam envolvidas dentro da PETROBRAS... Como eu disse, tive uma participação relativamente longa na PETROBRAS e o único contato que tive com corrupção foi com essas três pessoas
Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 9 of 11 que eu citei e durante esse período, porque antes disso nunca soube de nada, nunca houve nada. Durante esse período, foi somente através dessas pessoas, a. Was that testimony truthful and accurate? 6. Referring to pages 181-182 of your testimony to the CPI (Exhibit 1) that state: O SR. AUGUSTO RIBEIRO DE MENDONÇA NETO - Não. Aliás, não prestaram serviços. Nós tínhamos até a possiblidade de, através da revista, defender alguns temas ligados à atividade que acabamos não fazendo. Eu, particularmente, acabei não me dedicando a escrever sobre esses temas. O SR. DEPUTADO SILVIO TORRES - Então, esse lançamento da contabilidade é ilegal. O senhor lançou uma doação por conta de um serviço que não aconteceu. O SR. AUGUSTO RIBEIRO DE MENDONÇA NETO - Sim, como aconteceram outros... O SR. DEPUTADO SILVIO TORRES - Outros dessa forma. O SR. AUGUSTO RIBEIRO DE MENDONÇA NETO Sim, a. Was that testimony truthful and accurate? b. Did the lançamento da contabilidade involve companies issuing invoices to Toyo Setal for services that were never rendered? c. Were the companies that issued the fake invoices selected by Alberto Youssef? 2
Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 10 of 11 SCHEDULE C LEAD PLAINTIFF S RE-DIRECT QUESTIONS FOR AUGUSTO RIBEIRO DE MENDONÇA NETO 1. Did you communicate with any person or persons regarding this deposition? a. If yes, who? b. If yes, when? c. If yes, what did you discuss? 2. Are Exhibits A O true and accurate copies of your statements before the Brazilian Federal Police, Brazilian Federal Prosecutors, Comissão Parlamentar de Inquérito Petrobras, and Tribunal Regional Federal? a. If no, identify which Exhibit or Exhibits are not true and accurate copies of your statements. 3. Were your prior statements, attached hereto as Exhibits A O, truthful and accurate? 4. Is there any part of your prior statements, attached hereto as Exhibits A O that you disavow? a. If yes, which statements? b. If yes, why do you disavow such statements? 5. Did you enter a guilty plea before the Brazilian Federal Prosecutors? a. If yes, was the plea ratified by the Brazilian Court? b. If yes, was the plea ratified by the Supremo Tribunal Federal? 6. As a result of the Lava-Jato investigation, did you return any funds to Petrobras? a. If yes, identify the approximate amount. 7. Are you currently under arrest? 1
Case 1:14-cv-09662-JSR Document 433 Filed 02/03/16 Page 11 of 11 SCHEDULE D DEFENDANTS RE-CROSS EXAMINATION QUESTIONS FOR AUGUSTO RIBEIRO DE MENDONÇA NETO 1. Directing your attention to the language on pages 1 through 2 of Exhibits A through G that states in part: QUE o declarante afirma estar ciente de que... os efeitos da colaboração premiada dependem de um ou mais dos seguintes resultados, dentre outros, conforme o art. 4 da Lei n 12.850/2013: I a identificação dos demais coautores e partícipes da organização criminosa e das infrações penais por eles praticadas; II a revelação da estrutura hierárquica e da divisão de tarefas da organização criminosa; III a prevenção de infrações penais decorrentes das atividades da organização criminosa; IV a recuperação total ou parcial do produto ou do proveito das infrações penais praticadas pela organização criminosa; bem como a concessão do beneficio levará em conta a personalidade do colaborador, a natureza, as circunstâncias, a gravidade e a repercussão social do fato criminoso e a eficácia da colaboração, a. Is it correct that you included information in your statement that you believed was related to the issues of your testimony but you did not personally observe? 2. Is it correct that when you were testifying before the Comissão Parlamentar de Inquérito Petrobras (CPI-Petrobras) and the courts overseeing the Lava Jato proceedings, you provided information that you believed was related to the issues of your testimony but you did not personally observe?